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Self-regulatory organizations
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381	Office of Investor Education and AdvocacyPlanning Document Add to Reading List Source URL: www.ifie.org Language: English - Date: 2012-07-06 08:24:05 Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission Investor education International Organization of Securities Commissions Securities regulation in the United States Financial Industry Regulatory Authority Securities and Exchange Commission Economics United States securities law Business
382	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMarch 23, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 06:39:20 United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Electronic Municipal Market Access Securities Exchange Act Alternative Trading Systems Financial economics Finance Financial system
383	SIFMA SECURITIES INDUSTRY BUSINESS CONTINUITY TEST Saturday, October 25, 2014 Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-04-28 15:51:42 Financial system Stock market Self-regulatory organizations Mathematical finance Depository Trust & Clearing Corporation Securities Algorithmic trading Clearing house Futures contract Financial economics Finance Financial markets
384	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 17, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-17 14:57:50 United States Securities and Exchange Commission United States securities law New York Stock Exchange Market maker Financial economics Financial system Finance Financial markets 73rd United States Congress Securities Exchange Act
385	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEJanuary 11, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change to Amend t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:05:31 United States securities law Corporations law United States Securities and Exchange Commission Financial regulation Private law Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act Form 10-K Executive pay Business SEC filings Corporate governance
386	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-23 09:41:34 Financial markets Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States securities law Security U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Financial economics Finance Financial system
387	Exsys Case Study Detecting Insider Trading NYSE Euronext (American Stock Exchange) The American Stock Exchange is a self-regulating organization responsible for monitoring market activity in a Add to Reading List Source URL: www.exsys.com Language: English - Date: 2013-10-15 23:19:18 Investment Financial economics Self-regulatory organizations American Stock Exchange Euronext Spreadsheet New York Stock Exchange Stock exchange Insider trading NYSE Euronext Stock market New York City
388	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FICCMay 8, 2015 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 12:27:55 Finance United States Securities and Exchange Commission 73rd United States Congress Depository Trust & Clearing Corporation Securities Securities Exchange Act First Issues Collectors Club U.S. Securities and Exchange Commission Financial system Financial economics United States securities law
389	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change to Amend Rules 11. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 13:22:32 73rd United States Congress Order Securities Exchange Act Federal Rules of Civil Procedure Financial economics Investment Finance United States Securities and Exchange Commission Stock market United States securities law
390	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaJanuary 11, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:02:03 NYSE Euronext 73rd United States Congress Economy of the United States Business Corporate governance NYSE Arca Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation

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